Search Result

1321 - 1340 of 1584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

LR 17.1 Application

As Published: 2005

LR 17.1 Application

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application