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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COBS 11.3 Client order handling

COBS 3.7 Providing clients with a higher level of protection

COBS 11.7 Personal account dealing

ICOBS 6.4 Pre- and post-contract information: protection policies

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 4.9 Financial promotions with an overseas element

SUP 13.1 Application and purpose

SUP 13.2 Introduction

SUP 12.7 Notification requirements

COBS 11.8 Recording telephone conversations and electronic communications

CONC 8.3 Pre contract information and advice requirements

COBS 13.5 Preparing product information: other projections

MCOB 1.2 General application: who? what?

COBS 19.3 Product disclosure to members of occupational pension schemes

SYSC 1.4 Application of SYSC 11 to SYSC 21

COBS 9.2 Assessing suitability

COBS 18.11 Authorised professional firms

COBS 21.2 Rules for firms engaged in linked long-term insurance business

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.14 Other financial promotions