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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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