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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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Similar To

APER 2.1A The Statements of Principle

MCOB 9.3 Pre-application disclosure

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

REC 2.9 Transaction recording

DTR 6.4 Disclosure of Home State

PERG 10.4A The application of EU Directives

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 13.8 Securities financing transactions

PERG 15.6 Territorial scope

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

EG 20.3 Decision making under the CCA Order

SYSC 13.6 People

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 4.3 Approval and publication of listing particulars

EG 5.2 When settlement decisions may take place

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)