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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 13.5 Notices of intention

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 10C.1 Application

PERG 8.17 Financial promotions concerning agreements for qualifying credit

CONC 3.1 Application

SUP 13A.7 Top-up permission

DEPP 2.5 Provision for certain categories of decision

PERG 9.10 Significance of being an open-ended investment company

SUP 13.6 Changes to branches

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

SUP 12.5 Contracts: required terms

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy