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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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