Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.3 Decision notices and second supervisory notices

REC 2.13 Promotion and maintenance of standards

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DTR 1C.2 Modifying rules and consulting the FCA

SUP 14.3 Changes to cross border services

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

REC 2.4 Suitability

REC 3.6 Constitution and governance

SYSC 19C.1 General application and purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

IFPRU 1.2 Significant IFPRU firm

REC 2.14 Rules and consultation

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FCA

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)