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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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