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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 7.2 Alternatives to financial penalties and public censures

As Published: 2015

EG 7.2 Alternatives to financial penalties and public censures

…

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