Search Result

441 - 460 of 1377 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information