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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees