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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR App 1.1

As Published: 2005

PR App 1.1

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

DEPP 8.5 Effects of a breach of condition or time limitation

As Published: 2015

DEPP 8.5 Effects of a breach of condition or time limitation

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application