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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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Similar To

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

ICOBS 4.1 General requirements for insurance intermediaries

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DTR 1A.2 Modifying rules and consulting the FCA

SUP 4.5 Provisions applicable to all actuaries

SYSC 4.3A CRR firms

REC 3.7 Auditors

GEN 1.3 Emergency

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 11.8 Changes in the circumstances of existing controllers

PERG 13.7 The territorial application of MiFID

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy