Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.7 Acquisition or increase of control: assessment process and criteria

MCOB 1.2 General application: who? what?

REC 3.18 Membership

SUP 16.1 Application

REC 2.15 Discipline

PERG 4.1 Application and purpose

PRIN 3.4 General

DTR 4.4 Exemptions

REC 4.3 Risk assessments for UK recognised bodies

REC 4.1 Application and purpose

EG 2.7 Sources of cases

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

FIT 1.1 Application and purpose