Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP 16.6 Compliance reports

SUP 15A.1 Application and notifications under EMIR

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

FEES 10.1 Application, purpose and background

DTR 1C.2 Modifying rules and consulting the FCA

FIT 2.2 Competence and capability

FIT 2.3 Financial soundness

LR 10.1 Preliminary

LR 3.2 Application for admission to listing

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 6.1 Application

DTR 8.3 Criteria for approval as a primary information provider