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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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