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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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Similar To

COND 2.3 Effective supervision

COND 2.2 Location of offices

PERG 8.31 Exclusions for advising on investments

COLL 6.1 Introduction and Application

CONC 1.1 Application and purpose

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach