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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 4.5 Arranging regulated mortgage contracts

LR 19.2 Requirements for listing

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.23 Electronic Money Regulations 2011

COCON 4.1 Specific guidance on individual conduct rules

COLL 4.3 Approvals and notifications

LR 5.4A Transfer between listing categories: Equity shares

SUP 8.3 Applying for a waiver

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy