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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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