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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

…

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