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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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