Search Result

161 - 180 of 1414 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose