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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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Similar To

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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LR 5.2 Cancelling listing

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FIT 2.1 Honesty, integrity and reputation

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading