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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PR App 1.1

As Published: 2005

PR App 1.1

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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