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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider