Search Result

141 - 160 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities