Search Result

141 - 160 of 1564 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

CONC 6.8 Post contract business practices credit brokers

As Published: 2014

CONC 6.8 Post contract business practices credit brokers

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

COND 1.3 General

As Published: 2013

COND 1.3 General

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events