Search Result

141 - 160 of 1426 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process