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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

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EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

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COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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