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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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Similar To

APER 4.2 Statement of Principle 2

SUP 12.7 Notification requirements

DISP 1.10 Complaints reporting rules

COLL 12.3 EEA UCITS management companies

SUP 14.1 Application and purpose

LR 9.2 Requirements with continuing application

APER 1.2 Purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

CASS 1A.3 Responsibility for CASS operational oversight

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.12 Sources of further information

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

EG App 3.1 The FCA

SUP 5.4 Appointment and reporting process

GEN 4.3 Letter disclosure

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 5.1 Skills, knowledge and expertise

REC 3.26 Proposals to make regulatory provision