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COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration
As Published: 2010
COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration
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CONC 11.2 Right of withdrawal: P2P agreements
As Published: 2014
CONC 11.2 Right of withdrawal: P2P agreements
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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator
As Published: 2001
SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator
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MAR 5.7 Pre-trade transparency requirements for shares
As Published: 2007
MAR 5.7 Pre-trade transparency requirements for shares
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CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques
As Published: 2014
CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques
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COBS 4.7 Direct offer financial promotions
As Published: 2007
COBS 4.7 Direct offer financial promotions
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COBS 10.4 Assessing appropriateness: when it need not be done
As Published: 2007
COBS 10.4 Assessing appropriateness: when it need not be done
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IFPRU 4.11 Income-producing real estate portfolios
As Published: 2014
IFPRU 4.11 Income-producing real estate portfolios
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PERG 12.6 Advising on conversion or transfer of pension benefits
As Published: 2015
PERG 12.6 Advising on conversion or transfer of pension benefits
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BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk
As Published: 2006
BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk
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COBS 18.8 OPS firms - non scope business
As Published: 2007
COBS 18.8 OPS firms - non scope business
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BIPRU 4.1 The IRB approach: Application, purpose and overview
As Published: 2006
BIPRU 4.1 The IRB approach: Application, purpose and overview
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