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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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DEPP 7.2 Interviews

EG App 3.1 The FCA

PR 2.3 Minimum information to be included in a prospectus

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 11.1 Application

SUP 8.3 Applying for a waiver

SUP 5.5 Duties of firms

SUP 13A.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 2.16A Operation of a multilateral trading facility

COLL 6.9 Independence, names and UCITS business restrictions

REC 2.2 Method of satisfying the recognition requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy