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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SYSC 5.1 Skills, knowledge and expertise

DISP App 1.1 Introduction

EG 15.4 Disqualification under section 249 or section 261K

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 8.3 Applying for a waiver

EG 2.15 Decision making in the context of regulatory enforcement action

DISP App 1.4 Policy reconstruction

SYSC 19B.1 Application

REC 5.2 Application process

DISP App 1.6 Valuing Relevant Benefits

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 5.7 The relevance of settled cases to subsequent action

COLL 6.9 Independence, names and UCITS business restrictions

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

DEPP 6.5 Determining the appropriate level of financial penalty

DEPP 3.1 The Regulatory Decisions Committee

PR 5.6 Miscellaneous

EG 4.14 Joint investigations with the PRA

EG 4.8 Scoping discussions