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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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