Search Result

1061 - 1080 of 1611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

DTR 3.1

As Published: 2005

DTR 3.1

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application