Search Result

1021 - 1040 of 1180 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

DTR 3.1

As Published: 2005

DTR 3.1