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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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COLL 11.1 Introduction

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 13.2 General

REC 2.7 Access to facilities

SUP 13.11 Record keeping

FEES 3.2 Obligation to pay fees

SUP 11.8 Changes in the circumstances of existing controllers

COBS 4.1 Application

SUP 12.5 Contracts: required terms

PERG 13.5 Exemptions from MiFID

REC 4.2D Suspension and removal of financial instruments from trading

SUP 3.8 Rights and duties of auditors

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy