Search Result

941 - 960 of 1474 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management