Search Result

941 - 960 of 1282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

CONC 8.10 Conduct of business: providing credit information services

As Published: 2014

CONC 8.10 Conduct of business: providing credit information services

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements