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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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