Search Result

841 - 860 of 1282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general