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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction