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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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SUP 10A.13 Application for approval and withdrawing an application for approval

DISP 1.10 Complaints reporting rules

SYSC 4.4 Apportionment of responsibilities

SUP 13.7 Changes to cross border services

COLL 12.3 EEA UCITS management companies

DISP 2.7 Is the complainant eligible?

REC 3.4 Key individuals and internal organisation

SUP 16.3 General provisions on reporting

REC 3.15 Suspension of services and inability to operate facilities

DEPP 6.2 Deciding whether to take action

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FEES 7.2 The CFEB levy

SUP 8.3 Applying for a waiver

SUP 13A.7 Top-up permission

REC 6.7 Notification rules for overseas recognised bodies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 3.14A Operation of a regulated market or MTF

PERG 8.12 Exemptions applying to all controlled activities

SUP 5.1 Application and purpose

DEPP 1.2 Introduction to statutory notices