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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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Effective Period

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EG 10.4 Other relevant powers

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.14 Other financial promotions

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 10A.14 Changes to an FCA-approved person's details

SUP 16.3 General provisions on reporting

SUP 10A.17 Further questions

EG 2.11 Senior management responsibility

COND 2.3 Effective supervision

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DEPP 1.2 Introduction to statutory notices

MCOB 9.4 Content of illustrations

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 16.2 Disapplication orders

REC 4.8 The section 298 procedure

PERG 6.7 Examples

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 2.9 FCA guidance and supporting materials