Search Result

721 - 740 of 1620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Adequate explanations: P2P agreements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship