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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

TC 2.2A Time limits

SUP 3.2 Purpose

PERG 15.5 Negative scope/exclusions

DISP 1.9 Complaints record rule

SUP 6.5 Ending authorisation

COBS 10.7 Record keeping and retention periods for appropriateness records

SUP 18.1 Application

PERG 4.12 Appointed representatives

SUP 13.11 Record keeping

REC 2.16 Complaints