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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

IFPRU 7.1 Application

RCB 6.2 Policy on decision and warning notices

LR 19.4 Continuing obligations

DEPP 6A.2 Deciding whether to take action

REC 3.2 Form and method of notification

FEES 9.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

COLL 6.10 Senior personnel responsibilities

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach