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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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