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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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PR App 1.1

As Published: 2005

PR App 1.1

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

SUP 6.4 Applications for cancellation of permission

REC 3.3 Waivers

CREDS 10.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 13A.3 Qualifications for authorisation under the Act

DEPP 6.7 Discount for early settlement

EG 19.14 Money Laundering Regulations 2007

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 5.5 The settlement discount scheme

SUP 16.12 Integrated Regulatory Reporting

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974