Search Result

561 - 580 of 1355 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose